SEC
Robinhood May Face $10M SEC Fine Over Disclosure Failures
Robinhood is reportedly under investigation by the SEC for not fully disclosing that it was passing customer orders on to market makers.
Self-Help Firm That Mostly Took Bitcoin as Payment Mostly Just Helped Itself, SEC Charges
Ninety-two percent of Mindset 24 investors allegedly lost some of their funds. They'd paid in over a million dollars, mostly in bitcoin.
Crypto Long & Short: What Changes at the Fed and the SEC Mean for Crypto
Chairman Powell’s speech on Thursday highlighted how much the Fed’s role is changing, and that's an opportunity for the crypto industry.
NYSE Can Allow Firms to Raise Funding Through Direct Listings, Says SEC
The New York Stock Exchange may now allow some companies to raise capital via direct listings rather than IPOs.
What to Make of the SEC’s New Accredited Investor Rules
The SEC has formally adopted new accredited investor rules, expanding the group of Americans who can invest in private securities.
Boontech, Founder Pavithran Settle SEC Charges Over Fraudulent ICO and Registration Violations
Marketed as a “decentralized job marketplace,” Boontech and founder Rajesh Pavithran have settled charges of fraud and registration violation brought by the SEC.
Stacks Foundation Will Soon Put Those 100M Tokens to Work
The blockchain governance foundation is stacking stacks.
Interactive Brokers to Pay $38M in Settlement Over AML Lapses
Publicly traded brokerage firm Interactive Brokers has agreed to pay multi-million dollar penalties to the SEC, Finra and CFTC for failure to flag suspicious transactions and lapses in AML compliance.
SEC Seeking 'Smart Contract' Tracing Tool That Can Spot Security Vulnerabilities
The federal securities watchdog has taken an interest in DeFi's most basic building block.
INX Scales Down US IPO Target to $117M – Still Set to Be Crypto’s Largest
The cryptocurrency and security token exchange has filed an updated IPO prospectus with the SEC, lowering the maximum expected raise and proposing a new launch date.
