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FINRA
Ang mga Beterano ng TradFi ay nag-pitch ng Tokenized Asset Marketplace na Nakatuon sa Pag-apruba sa Regulatoryo ng U.S.
Ironlight, pinangunahan ng dating global head of trading ng Schroders at Abu Dhabi sovereign wealth fund ADIA kasama ang ex-CEO ng TD Bank bilang adviser, ay naglalayon na maging isang nangungunang tokenization, listing at trading ecosystem para sa mga real-world na asset na nagta-target ng malalaking investor.
There's a Way Forward for Crypto in the U.S.: Prometheum Inc. Co-CEO
Prometheum Ember Capital LLC is the first broker-dealer with custody rights for digital assets securities approved by the Financial Industry Regulatory Authority (FINRA), an industry-funded oversight arm created by the SEC. Aaron Kaplan, a securities lawyer who is also the founder and co-CEO of parent company Prometheum Inc., discusses the path forward for crypto regulation in the U.S.
Prometheum Founder on FINRA Approval, State of Crypto Regulation
The Financial Industry Regulatory Authority (FINRA), an industry-funded oversight arm created by the SEC, announced last week that it has given a broker-dealer approval to Prometheum Ember Capital LLC for digital assets securities. Prometheum founder and co-CEO Aaron Kaplan discusses the process of getting the approval and what it means for the current crypto regulatory landscape in the U.S.
Ang Self-Regulatory Organization ang Pinakamahusay na Paraan para Isulong ang Crypto Habang Pinoprotektahan ang Publiko
Ang industriya ng pananalapi, sama-sama, ay may higit na kadalubhasaan sa domain kaysa sa maaaring asahan ng mga regulator. Ang katotohanang ito ay nag-aanyaya ng transparent, ganap na pananagutan, self-regulation.
Tina-tap ng Binance ang mga Dating Regulator para Palakasin ang Global Surveillance Team
Ang exchange ay kumukuha kay Seth Levy, na gumugol ng 16 na taon sa U.S. regulator FINRA, at Steven McWhirter mula sa Financial Conduct Authority ng U.K.
Winklevoss-Owned Gemini Galactic Snags FINRA Broker-Dealer Approval
Ang lisensya ay maaaring magbukas ng mga pagkakataon sa hinaharap sa paligid ng digital securities trading.
Isinasaalang-alang ng FINRA ang Mga Pagbabago sa Mga Regulasyon ng Crypto para Mas Maprotektahan ang mga Namumuhunan: Ulat
Ang self-regulatory body ay pangunahing nababahala sa mga panuntunan sa paligid ng advertising at Disclosure sa mga customer.
FINRA Considers Crypto in New Regulatory Notice
The Financial Industry Regulatory Authority (FINRA), the finance industry’s self-regulatory body, has mentioned virtual assets in a new regulatory notice on anti-money laundering (AML) and countering the financing of terrorism (CFT). CoinDesk’s Nikhilesh De discusses the possible outcome for crypto regulation.
Robinhood Under Investigation for FINRA Registration Violation
Ang CEO na si Vlad Tenev ay T nakarehistro sa FINRA, lumalabas ang mga bagong dokumento.
Robinhood Slapped With $70M Fine
The Financial Industry Regulatory Authority (FINRA) said on Wednesday it is fining Robinhood nearly $70 million to settle allegations, claiming the investing platform neglected its duty to supervise trades, maintain its technology and protect customers. "The Hash" hosts unpack FINRA's largest fine in history, and what it means for Robinhood and its users.