Securities and Exchange Commission


Markets

ICO Issuers: Fix the Problem Before the SEC Fixes It for You

If you sold tokens to unaccredited investors, or otherwise have not complied with the federal securities laws, make it right before the SEC finds you.

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Markets

Crypto's Biggest ICOs Stay Silent on SEC Subpoenas

ICO issuers that have raised $50 million or more in token sales are being tightlipped when it comes to inquiries about SEC subpoenas.

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Markets

A Ray of Hope for Utility Tokens

Wyoming’s utility token bill, if enacted, is likely to be influential beyond its borders, as a model for other states and for the federal government.

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Markets

A Token to Regulate All Tokens? Messari to Raise ICO

The entrepreneur behind Messari shares his vision for how the crypto industry could self-regulate ICOs and forestall a regulatory apocalypse.

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Markets

Why It's Time Regulators Put Crypto on Notice

In the rapidly-evolving world of cryptocurrency, the SEC and CFTC are belatedly ramping up their efforts in fulfillment of their appointed duties.

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Markets

SEC Files Fraud Suit Against Crypto Bank ICO

The U.S. Securities and Exchange Commission is charging cryptocurrency banking firm AriseBank over alleged fraud and violations of securities rules.

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Markets

SEC, CFTC Chiefs Eye Closer Crypto Scrutiny

Two U.S. financial regulators are increasing their commitment to bringing closer scrutiny to the cryptocurrency industry, according to their chiefs.

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SEC Outlines Reasons for Reluctance to List Cryptocurrency ETFs

An SEC letter states there are "significant investor protection issues" to be examined before opening up crypto-ETFs to retail investors.

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Markets

SEC Munchee Order a Recipe for Securities Violations

The SEC's recent Munchee order offers a significant insight into its views of how to analyze ICOs under securities laws, says Katherine Cooper.

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Markets

FINRA: Beware Public Stocks That Tout Cryptocurrency Connection

FINRA, a self-regulatory authority for the financial industry in the U.S., has issued a new warning about cryptocurrency-related stock fraud.

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